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New England Juvenile Defender's Center - Massachusetts - Case Summaries - 2001

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Juvenile Judge, Power to Grant Immunity

 

In Commonwealth v. Russ R., 433 Mass. 515 (2001), the Court held that: 1. juvenile court judges are not authorized to grant immunity to witnesses appearing in proceedings before the juvenile court; and, 2. no court is empowered to grant immunity to a witness testifying in a proceeding in the juvenile court. In Russ R., as in Connor C, supra, and Valiton, supra, the Court applied well established rules of statutory construction to determine the intent of the legislature. The three cases together are a good primer on the law of statutory construction.

 

G.L. c. 233 § 20E, (subject to conditions not relevant to this discussion), authorizes judges of the Supreme Judicial Court, the Appeals Court and the Superior Court to grant immunity to witnesses who are testifying in proceedings before the grand jury or one of the three named courts. Section 56 of c. 119 provides that judges presiding over jury sessions in the juvenile court, "shall have and exercise all the powers and duties which a justice sitting in the superior court department has and may exercise in the trial and disposition of criminal cases." Relying on c. 119 § 56, the Commonwealth sought a grant of immunity for a witness who was to testify in a youthful offender prosecution pending in a District Court, Juvenile Session. The District Court judge denied the request for immunity and the Commonwealth appealed. Although the appeal arose out of a district court proceeding, the holding and reasoning are fully applicable to proceedings in the juvenile court. 433 Mass. at 517, n.3.

 

The Court acknowledged that the statutes could be construed in "two conflicting ways." 433 Mass. at 520. The legislature is "presumed to be aware of existing statutes when it amends statute or enacts a new one." Id, (citation omitted). Thus, the legislature was presumed to be aware of the provisions of c. 119 § 56 granting Juvenile Court judges the authority of Superior Court judges in the trial of delinquency cases when it amended c. 233 § 20E to allow Superior Court judges to immunize witnesses in criminal cases. "If the Legislature were aware that § 56(d) gave the Juvenile Court the same powers, there was no need to refer specifically to the Juvenile Court in the immunity statute." Id.

 

Other rules of statutory construction however, led to a different conclusion. First, chapter 233 § 20E had historically allowed only a justice of the SJC to grant immunity to witnesses. In 1998 (two years after c. 119 § 56 was last amended) § 20E was amended to significantly broaden the procedures for granting witnesses immunity and to expressly give this power to Appeals Court and Superior Court judges. The Court considered the omission of Juvenile Court judges from the 1998 amendment to be purposeful. 433 Mass. at 522. Moreover, § 20E was considered to be a clear and "unambiguous statute," as well as a "specific statute" to which the more general c. 119 § 56 must yield. 433 Mass. at 520 - 521. The Court also considered that if the legislature intended to authorize the juvenile court to grant immunity, it could "easily have included the Juvenile Court in the statute[.]" 433 Mass. at 522.

Finally, the Court noted that the plain language of § 20E authorized grants of immunity only to a witness in a criminal proceeding in the Supreme Judicial Court, Appeals Court or Superior Court. Id. Because the statute does not authorize grants of immunity to witnesses appearing in the juvenile court, the SJC reasoned that the legislature did not intend to authorize the juvenile court judges to grant witnesses immunity. Id. The Court recognized that this holding could make it more difficult to deal with juveniles accused of violent crimes, and recommended a legislative solution. 433 Mass. at 523. See also, 433 Mass. at 524, (Ireland, J. concurring) and 433 Mass. at 524 (Greaney, J. dissenting).

 

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Mistake of Fact; Not a Defense To Rape

 

In Commonwealth v. Lopez, 433 Mass. 722 (2001), the SJC rejected a defendant's argument that an "honest and reasonable belief as to a complainant's consent" is a defense to the crime of rape. 433 Mass. at 722. Because rape, as defined in Massachusetts, is a general intent crime the defendant need not have a specific intent to engage in intercourse without the victim's consent. 433 Mass. at 728. "Although the Commonwealth must prove lack of consent, the 'elements for rape do not require that the defendant intend the intercourse be without consent.'" 433 Mass. at 727, quoting, Commonwealth v. Grant, 391 Mass. 645, 650 (1984). The relevant inquiry is, "limited to consent in fact, and no mens rea or knowledge as to the lack of consent has ever been required." Id. Proof that the defendant "intended sexual intercourse by force [or threat of force] coupled with proof that the victim did not in fact consent is sufficient to maintain a conviction." 433 Mass. at 728. In rejecting a defense based on the defendant's intent, the Court expressed concern that such a defense would "tend to eviscerate the long-standing rule in this Commonwealth that victims need not use any force to resist an attack. [Citations omitted.] A shift in focus from the victim's to the defendant's state of mind might require victims to use physical force in order to communicate an unqualified lack of consent to defeat aby honest and reasonable belief as to consent." 433 Mass. at 729. This, the Court reasoned would be inconsistent with the evolution of the law in the Commonwealth. Id.

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*This section is excerpted from work of Kenneth J. King of Suffolk Law University.




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